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SEC Rule 144A
Results: 115

#	Item
71	Comment Letter on s7-12-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-03-15 14:18:31 Financial regulation Business 73rd United States Congress Stock market United States corporate law Securities Act Rule 144A U.S. Securities and Exchange Commission Securities Exchange Act United States securities law United States Securities and Exchange Commission Finance
72	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 16, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiv Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-17 08:09:24 73rd United States Congress Economy of the United States Financial system Financial Industry Regulatory Authority Rule 144A U.S. Securities and Exchange Commission Securities Act Self-regulatory organization ACT United States securities law United States Securities and Exchange Commission Financial regulation
73	Sherman & Sterling on S7-12-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-03-03 20:20:26 73rd United States Congress Financial economics Financial regulation Stock market Securities Act Securities Exchange Act Security U.S. Securities and Exchange Commission Rule 144A United States securities law United States Securities and Exchange Commission Finance
74	Microsoft Word - Memo to Secretary--DF _Alaska_ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-08 10:30:25 Financial economics Finance Alaska Qualified institutional buyer Investment Rule 144A Securities Act Dodd–Frank Wall Street Reform and Consumer Protection Act Rulemaking United States Securities and Exchange Commission United States securities law Financial regulation
75	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-22 11:18:04 United States securities law Financial economics Law 73rd United States Congress Qualified institutional buyer Rule 144A Securities Act Alaska Accredited investor Financial regulation United States federal banking legislation United States Securities and Exchange Commission
76	ARNOLD & PORTER LLP David F. Freeman, Jr. [removed[removed][removed]Fax Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-01 10:54:15 United States Securities and Exchange Commission Finance Financial system Financial regulation Qualified institutional buyer Financial services Regulation D Rule 144A Securities Act Financial economics Investment United States securities law
77	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]September 6, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-09 09:30:24 Financial regulation Financial system Financial economics 73rd United States Congress Stock market Rule 144A Qualified institutional buyer Securities Act Financial Industry Regulatory Authority United States securities law United States Securities and Exchange Commission Finance
78	PUBLIC STARTUP COMPANY, INC. https://www.publicstartup.com 2360 Corporate Circle, Suite 400 Henderson, NV[removed]March 30, 2014 To: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-03 10:31:51 73rd United States Congress Crowd funding Finance Securities Act U.S. Securities and Exchange Commission Business Rule 144A Financial system United States Securities and Exchange Commission United States securities law Financial regulation
79	Via Email: [removed] June 29, 2012 U.S. Securities and Exchange Commission 100 F Street NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-06 13:55:10 Finance Financial system Financial services 73rd United States Congress Financial regulation Regulation D Securities Act Rule 144A Securities Exchange Act United States Securities and Exchange Commission Financial economics United States securities law
80	Via Hand Delivery August 16, 2012 The Honorable Mary L. Schapiro Chairman Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-28 14:17:25 Government Financial economics Corporate crime U.S. Securities and Exchange Commission Regulation D Securities Act Dodd–Frank Wall Street Reform and Consumer Protection Act Rule 144A Securities and Exchange Commission United States Securities and Exchange Commission United States securities law Financial regulation

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